Reporting to the Director, Chief Compliance Officer, Scotia Securities Inc. (SSI) Compliance, the Senior Manager, Mutual Fund Dealer Compliance is responsible for overseeing and supporting the Mutual Fund Dealer Compliance Head Office [...]
systems and knowledge. Day-to-day project management of internal and external Board level materials on behalf of the EVP and CISO, ensuring clarity of instruction, adherence to timelines and connected strategy across multiple platforms[...]
As a Client Onboarding Senior Representative, you will be responsible for providing oversight/control on client account opening documents to help reduce the firm's risk with the applicable regulating bodies. This is a 12 month term pos[...]
Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems and knowledge. Provide Advise and Counsel to Senior Client Relationship Managers in Mid M[...]
Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct. Champions a high-performance environment and contributes to an inclusive work environment. Do You Have the Skills? Self-m[...]
As a Fraud Manager, you'll team up with our best and brightest to learn, share ideas, execute and create innovative solutions that directly impact our business. Operating at the center of a new generation of cybersecurity companies, le[...]
Position Title: Compliance Coordinator - Temp Position Type: Temporary - Full-Time ​ Position Location: Florenceville Main Grade: Grade 03 Requisition ID: 29792 We know the importance that food plays in people's lives - the power it [...]
Senior Investigator, Market Conduct Waterloo, ON, Canada Req #2267 Monday, May 13, 2024 At Equitable, we realize that your work life is not just about performing a job; it's about being part of a workplace that helps you grow and reach[...]
Serves as a liaison between the business community, partners and the IT/Digital organization. Partners with the Client Value Proposition (CVP), Operations, Performance Management teams gathering requirements, writing user stories for a[...]