Senior Investigator - Banking and Securities - Hybrid or Remote Outside GTA

Job summary

The Senior Investigator will organize case files, conduct interviews, and analyze data to resolve banking and securities complaints. They are also responsible for drafting investigation reports, facilitating settlements, and contributing to organizational policy development.

Job details

LIFE AFTER LAW is Canada’s national recruitment firm dedicated to placing lawyers in private practice, corporate counsel, quasi-legal, and executive roles. 25+ years developing lasting relationships with lawyers, law firms and companies This is an exciting opportunity for a Senior Investigator in Banking and Securities at a well-established organization that offers work-life balance. It is an excellent opportunity for a Lawyer with pertinent legal expertise to utilize their experience in a unique way. This Senior Investigator will play an integral role in the investigation and resolution of various complaints. Candidates should have a minimum of 5 years of pertinent experience. This position can be done remotely outside Ontario or hybrid in the GTA. Responsibilities: Organize case files, review applicable documents and ascertain key issues and create investigation plans; Collect the necessary documents from relevant parties; Conduct applicable interviews and research, analyze data and communicate results to parties; Liaise with Managers, Investigators and/or Colleagues; Draft correspondence and settlement proposals and facilitate settlements; Draft investigation reports as applicable; Complete cases in a timely manner and reply to inquiries; Keep up to date with relevant industry trends and contribute to policy updates; Participate in industry training programs to enhance knowledge and skills; and Contribute to the development of the organization’s policies and procedures. Requirements: The ideal candidate will have: A minimum of 5 years of relevant banking and securities experience in a legal and regulatory environment; Legal experience in such applicable fields an asset; Professionalism, strong judgement, communication and analytical skills; Solid time management abilities; Excellent interviewing skills and research abilities; Ability to work effectively in a team dynamic; Proficiency with Microsoft Office and database applications; and Bilingualism (French and English) an asset. This is an exciting opportunity to work as a Senior Investigator - Banking and Securities at a dynamic organization and work on sophisticated matters in a collegial milieu. If this describes you and you are interested in this excellent opportunity, then please send us your details. We thank all applicants. Only those with the required expertise will be contacted. This is an active opening for a current role. The compensation range is $80,000-$110,000, depending on experience and qualifications. Total compensation may include bonuses, benefits and other incentives. Adjustments may apply for candidates with more or less experience than listed. AI may be used, only for initial resume review. All other decisions are human-made.

What you’ll do

The Senior Investigator will organize case files, conduct interviews, and analyze data to resolve banking and securities complaints. They are also responsible for drafting investigation reports, facilitating settlements, and contributing to organizational policy development.

Requirements

Candidates must have a minimum of 5 years of relevant experience in a legal and regulatory banking and securities environment. Strong judgment, analytical skills, and proficiency in Microsoft Office and database applications are required.

Benefits

• Bonuses • Incentives

Listed skills

• Time management · Preferred
• Interviewing · Preferred
• Regulatory Compliance · Preferred
• Data analysis · Preferred
• case management · Preferred
• Communication · Preferred
• Microsoft Office · Preferred

Other relevant skills

Identified from the job description. Confirm important requirements above.

• Investigation
• Banking
• Securities
• Legal research
• Case management
• Interviewing
• Data analysis
• Settlement negotiation
• Report writing
• Regulatory compliance
• Time management
• Communication
• Analytical skills
• Microsoft Office
• Database management

Job areas

• Legal
• Finance & Accounting
• Management & Leadership