Investment Representative Bilingual - English and Mandarin)

April 28 2020
Industries Consulting services
Categories Accounting, Finance, Accounting, Finance, Financing, Investment, Merger & Acquisition, Trading, Asset management
Toronto, ON

    Bilingual (English & Mandarin) Investment Representative (1-year Contract)

    OTT is a financial technology company focused on smart payments, digital wallets, online securities investments, and fund management services. Our goal is to provide a one-stop financial services platform for a wide range of different clients, across multiple segments.

    We welcome innovators and dreamers who love the online space and the opportunities it creates for business and consumers alike. Our goal is to the harness the power of capital markets to provide better technologies that lead to better products and better lives for our customers. This naturally leads us on a journey to making OTT a public company and we look forward to working alongside you to achieve your personal dreams and our common success!

    Our companies that provide financial services are licensed by IIROC, FINTRAC, OSC, BCSC and AMF. We are also a partner of China UnionPay, WeChat, and AliPay in Canada. Our services are used by over 5,000 merchants including major shopping malls, large retailers, and tourist attractions across Canada, as well as e-commerce platforms globally.

    The securities division of OTT Financial Group is a member of the Investment Industry Regulatory Organization of Canada and multiple provincial security commissions acting as discount broker and portfolio/fund manager. We are also a member of Canadian Investor Protection Fund (CIPF). Professional financial experts from all over the world have come together with our fintech team to create a connected financial services ecosystem. Innovators and dreamers are welcome to join us to achieve our common success and vision.

    OTT Financial Canada Inc. (“OTT”) an IIROC Member Firm, is seeking an experienced Investment Representative with excellent communication skills (written and oral) in English, and Mandarin to join our Investment Representative team.

    The successful candidate will play an integral role in dealing with our clients and assisting in the development of the Firm’s new business initiatives by assisting with strategic direction, development and future growth.


    • Ensure all business operations are in accordance with industry regulations and OTT Financial Canada’s standards, policies and procedures.
    • Provide exceptional customer service experience to clients
    • Develop and build relationships with clients and prospective clients
    • Assist clients with account opening process and answer any questions regarding product, platform and policies.
    • Perform know-your-client and suitability obligations during the account opening process
    • Provide accurate and timely information on market activity and news development
    • Hold online seminars and in-house product demonstrations for prospective clients
    • Contribute to business objectives of the Firm
    • Perform additional duties and/or assist with team ad-hoc projects, as assigned

    Minimum Candidate Qualifications

    • Successful completion of the following Canadian Securities Institute (“CSI”) courses.
      • Canadian Securities Course
      • Canadian Practices Handbook
      • Options Licensing Course
      • Derivatives Fundamentals Course
      • Futures Licensing Course

    • Has been previously registered on the National Registration Database (NRD) within the last 2 years as either a Registered Representative (“RR”) or as an Investment Representative (“IR”) and completion of either the 30 day or 90 Day training program.
    • Additional CSI Courses such as Futures Licensing Course, or the equivalent DFOL Course Options Supervisor, Canadian Commodities Supervisor Exam, Branch Manager, PDO are assets but not essential
    • Preference will be given to candidates with proven related experience and proficiency in the capacity of a registered representative or investment representative dealing in equities and derivatives (Options, Futures and FX).
    • Must be a current Canadian Resident and legally eligible to work in Canada.

    We thank all applicants for their interest in this position.

    Please note that this is a specialized position and only candidates that meet the minimum qualifications as outlined will be selected for an interview.

    Accommodations for job applicants with disabilities are available upon request.

    Apply now! network